With this type of account, your buying limit will be in line with the cash balance remaining in your stock trading account with Seamico. Hence, you will be eligible to place an order via our online system after remittance of the initial deposit. However, there is no minimum requirement for the cash deposit.

Buying Limit (Cash Balance)

After placing a purchase order, your buying limit will be deducted immediately equivalent to the transaction value. Likewise, if the order is cancelled or not executed, the system will respectively credit the deducted amount to your account and promptly update the buying limit.

For sell orders, once executed in the SET, the system will automatically credit the sell value and promptly update your buying limit.

Settlement

Settlements for all transactions are based on a T+3 basis (three working days after the date of trade). Settlement for a purchase order will occur by debiting funds available in a client's online account on T+3. Similarly, sales proceeds will be automatically credited to your online account on T+3.

Should you wish to trade online with a granted credit line, contact Seamico Online Center for more information at onlinebroking@seamico.co.th or on(66) 2695-5559 or (66) 0-2695-5082 to 7.

Remark: Seamico reserves the right to approve credit lines on a case-by-case basis.

Buying Limit (Credit Line)

Seamico approves a credit line by checking the client's bank statement, by ensuring there are good assets in the client's portfolio and that there is an existing trading volume. Clients will be able to place an order after their credit line is approved, which can be checked from clicking on "Buying Limit" shown on the Trading Account Page.

Settlement

Settlement for every transaction is based on a T+3 basis (three working days after the date of trade). Settlement for a purchase order will occur by debiting the funds available in a client's bank account via ATS on T+3. Similarly, sales proceeds will be automatically credited to your bank account via ATS on T+3.

In case of an overdue settlement, the client is obliged to pay a penalty fee as below:

•  Penalty Fee Baht 1,000 per working day

•  Interest rate 21% per annum

1. To trade online, click " Trading Account " at the menu bar. This "Trading Account" page links directly with the trading system of the Stock Exchange of Thailand (SET). For your convenience, you may also trade online through the Real Time Quote, StockNet II.

2. To send your order via Seamico to the Stock Exchange of Thailand, press " Order Entry ” in the Trading Account Page and follow the instructions below:
   

   • To trade local shares on the Main Board , complete the required fields such as name of stock, buy/sell, quantity and price followed by "Submit".
      
     
   • To trade NVDRs on the Main Board , complete the required fields such as name of stock, buy/sell, quantity, price and Trustee ID. In Trustee ID Column, specify "NVDR" followed by "Submit".
        
     
   • To trade foreign shares on the Foreign Board , complete the required fields such as the name of the stock ended with -F (Ordinary Share) or -Q (Preferred Share), buy/sell, quantity and price followed by "Submit".

   Please note that after entering the stock code & buy/sell, the screen will automatically update with the latest price quote.

3. Through the Trade Online Page, the system will display the order for your verification. To confirm the order, simply enter your password and press "OK".

   Remark : You are not able to edit your order if you trade online via "Instant Order Entry" on StockNet II. Therefore, please be advised to check your order details before pressing "Send".

4. Click "OK" again and your order will be sent to the Stock Exchange of Thailand.

5. All orders are " Day Only " orders. In other words, they are good for one trading day only. If your orders are not executed during the day, they will be automatically cancelled by the system after the market closes (normally the cut-off time is about 4.45 p.m. Bangkok time GTM +7). To check the status of your order, please press " View Order " on the Online Trading Page. After that, refer to the "Stat." column to view the status of your order.

6. Below are definitions of symbols shown in the “ Stat ” column:

   Symbol	Status	Meaning
   M	Matched	The order has already been executed on the Exchange.
   O	Open	The order is sent to the Stock Exchange of Thailand and is in the queue awaiting matching.
   PO	Pending Open	The order is pending market opening.
   X	Cancelled	The order is cancelled by a customer.
   R	Rejected	The order is rejected by the system. Please recheck your order. You may have input the incorrect stock symbol, or the price you input is not in a range between the ceiling and floor.

7. If your order is executed at the Stock Exchange of Thailand, you will receive an automatic confirmation through the trading system. Please click " Update " to view the status of your orders. To view your execution details both in price and quantity, press at the status of your order.

8. Please find below the price SPREAD used for Bid and Offer placing.
   
   
   

   Bid/Offer Price Reference	SPREAD
   Below Bht. 2.00	0.01
   Bht. 2.00 and below Bht. 5.00	0.02
   Bht. 5.00 and below Bht. 10.00	0.05
   Bht. 10.00 and below Bht. 25 .00	0.10
   Bht. 25.00 and below Bht. 50.00	0.25
   Bht. 50.00 and below Bht. 100.00	0.50
   Bht. 100.00 and below Bht. 200 .00	1.00
   Bht. 200.00 and below Bht. 400.00	2.00
   Bht. 400.00 and below Bht. 800.00	4.00
   Bht. 800.00 and above	6.00

9. Please be advised that when the word "NVDR" appears in the Trustee ID Column either in "Stock Position" displayed on the Account Information Page or View Order Page, it represents that the stocks are Non-Voting Depository Receipts (NVDRs). For more information on NVDRs, please click here to link to the NVDR Introduction Page.

Remark:  There is no minimum charge per trade for all type of trading accounts.

1. To transfer an initial deposit including those overseas remittance, you are advised to transfer funds via one of the six banks as listed below:

   Account Name	Seamico Securities Public Company Limited
   Bank Name	Branch	A/C Type	A/C Number	SWIFT Code
   Bangkok Bank	Headquarters	Current	101-3-32359-5	BKKBTHBK
   Kasikorn Bank	Silom	Current	001-1-23345-7	TFBSTHBK
   Siam Commercial Bank	Wireless Road	Current	049-3-04447-7	SICOTHBK
   UOB Bank	Headquarters	Current	047-1-03116-1	BKASTHBK
   Bank of Ayudhya	Ploenchit Tower	Current	285-0-01123-4	AYUDTHBK
   Sumitomo Mitsui Bank	Bangkok	Current	10-2012620-1	SMBCTHBK

   
   ** Remark: Sumitomo Mitsui Bank does not accept any oversea remittance amount in Thai Baht
   
   
   
2. If you are not in Thailand , you are advised to download and print Cash Deposit Form . Fill in the form and submit it to your bank. Our bank details are clearly stated in the form.

   Remark:
   

   • Please note that bank charges apply when remitting funds electronically. Charges may be deducted by the receiving bank in Thailand.
   
   
3. After remittance, clients are required to notify the company of your money transfer by the following methods:
   
   • Fax a copy of the deposit slip to (66) 0-2631-1704 for the attention of Seamico Online Center.Specify your name, trading account number (Login Name) and telephone number.
     
   • Electronically via Seamico's website. Click here.
     
     
   Remark:
   •  Through all deposit channels such as bank counter deposit, ATM deposit, or e-banking deposit, please keep your deposit evidence at least till your buying limit has been updated. Especially e-banking deposit, we strongly recommend you print the page that shows your transaction has been completed for further required reference if in the case.
   
   

4. After we receive your deposit notification, your buying limit will be updated equivalent to your deposit according to the schedule below:
   
   

   Notification Time	Update Time
   Before 12.00 pm.	no later than 2.00 pm. on the same day
   From 12.00 pm. - 4.30 pm.	no later than 9.30 a.m. of the next working day

   
   

   Remark:

   • The above will not apply for deposits to Kasikorn Bank via ATM machines or E-Banking (Internet System). In such case, buying limits will be updated on the next working day.
     
   • Please note that the above update time may not apply for overseas remittances.
   
   If your "Buying Limit" has not been updated, please contact Ms. Supattra Suwannarong by e-mail at onlinebroking@seamico.co.th or call (66) 2695-5559 or (66)0-2695-5082 to 7.

   

Seamico Securities is pleased to provide our new service, Automatic Fund Transfers, which will enable you to transfer funds from your Siam Commercial Bank (SCB) account to your Seamico Trading Account. This function allows you to transfer funds prior to trading in order to increase your buying limit. This will facilitate the settlement process and provide you with a seamless online cash transfer system through a secure Internet connection.

Requirements:

Clients who wish to directly debit their account with Seamico should:

•  Open either a saving or current account with any branch of Siam Commercial Bank (SCB)

•  Complete a Letter of Consent for Debit to The Bank Account (SIPs)

Apply Now!

1. Click here to download & print a Letter of Consent. Please complete and sign your signature where required.
   

   Required Documents:
   
   •  A copy of your passport signed your signature as true copy.
   •  A copy of the first page of your SCB bank account (showing your bank account details) signed your signature as true copy.

2. Please return all item 1 to the address below for further verification:

   Ms. Supattra Suwannarong
   Seamico Online Center (SIPs)
   Seamico Securities PLC,
   287 Liberty Square Building, 20th Floor,
   Silom Road , Bangrak, Bangkok 10500 THAILAND

3. Within 30 working days after the receipt of the complete documents, we will contact you via e-mail to advise when you will be eligible to start transferring funds online. If you have any query, please contact Ms.Supattra at onlinebroking@seamico.co.th or by telephone on (66) 2695-5559 or (66) 0-2695-5082 to 7.

   Bank Charge

   On every fund transfer transaction via Seamico's website, Siam Commercial Bank will directly debit a bank charge of Bt15 per transaction from the client's bank account. Please note that this charge is levied by the bank and not by Seamico Securities.

• Your capital gain is not subject to tax in Thailand.
  
• Dividend income is subject to 10% withholding tax at source.
  
• The Interest income on cash balance remaining in Online Trading Accounts is subject to withhold tax at the rate as regulated by the Revenue Department, currently at 15% for individual and 1% for companies operating business in Thailand.
  
• From July 16th,2001, it is compulsory that companies operating business in Thailand have to withhold tax at the rate of 3% on brokerage fee being paid to Seamico.

There are three options that may be adopted to withdraw cash from your Seamico Online Trading Account, as follows:

Click Here to Download and Print a Cash Withdrawal Form (PDF)

1. By Post: Complete and sign the cash withdrawal form and mail it to the person below:
   
   
   Seamico Online Center (Cash Withdrawal Form)
   287 Liberty Square Building, 20th Floor,
   Silom Road ,Bangrak, Bangkok 10500 Thailand .

2. By Fax: Complete and sign the cash withdrawal form and fax it to Seamico Online Center on 0-2631-1704. The original form must be forwarded to us by post afterwards.

3. Via Seamico Website:
   Seamico Securities PLC is pleased to provide a new service : Online Cash Withdrawal. This function will allow online clients to make online withdrawals through our site instead of having sent in a request in person or by fax.


• To withdraw cash online, click Online Cash Withdrawal Request, complete all required fields either by Thai or English, followed by Submit.
• Funds will be remitted to you on the next working day or within 3 working days after the receipt of your instruction based on settlement process.

If the funds are not in your account at the latest by the third working day, please contact by e-mail: onlinebroking@seamico.co.th or call (66) 2695-5559 or (66) 0-2695-5082 to 7.

Remark: We will begin withdrawal once we receive the fax requisition. However, the client is obligated to take full responsibility for any loss or damage that may be incurred with respect to this. Please refer to the Disclaimer before transmitting.

Please submit your withdrawal requisition before 12.00 p.m. If any requisition reaches Seamico after 12.00 p.m., it will be taken as being received on the next working day and will thus affect your fund receiving date. **

In case your signature appears on the withdrawal form, it will be verified with your signature as appears on the Specimen Signature Card provided to the company when the account was opened.



Remark:: Please notice that if the bank account you wish us to remit funds to is not of BBL, KBANK, SCB or UOB, you will receive the funds in your bank account one day after the remitted day according to the cheque clearing process. We will not be responsible for any delay in the cheque clearing process.

There are two ways to receive funds:


• Crossed Cheque with "A/C Payee Only" . Clients should receive their cheque from the Operations Dept. on the 21st Floor of Seamico's Headquarters. An original passport is required to be submitted.

• Remittance: We will directly credit your funds to your bank account. Please specify all necessary bank details such as bank name, account number, branch name and type of account. Please note that funds may only be remitted to a bank account in the same name as the account holder. All bank charges are for the client's account.

Funds will be remitted to you within 1-3 working days after receipt of the Cash Withdrawal Form. In case a cash balance is available, funds will be transferred to your account on the next working day if we receive your withdrawal request form before 12.00 p.m. Upon your request, funds can be remitted in either Baht or US dollars and will be converted at the spot rate on the day Seamico makes the transfer. **

For an overseas remittance, banks will deduct a standard bank transfer charge of Baht 500-700 per transaction. Please note that Seamico deducts this amount and remits it in full to the respective bank processing the remittance.

To request the Cash Withdrawal Form, please contact by e-mail at onlinebroking@seamico.co.th or call (66) 2695-5559 or (66) 0-2695-5082 to 7.

1. Scripless transfer to other accounts within Seamico
   
   
   • Scripless transfer to the same account name

   Scripless transfer to a different account name

2. Scripless transfer to other brokers

1. If you wish to convert shares, please inform Seamico by any of the following methods:

   Click Here to Download and Print the Share Conversion Form (PDF)

   • By Post: Complete and sign the share conversion form and post it to the person below:
     
     Seamico Online Center (Share Conversion Form)
     287 Liberty Square Building, 20th Floor,
     Silom Road , Bangkok 10500 Thailand .

2. A Share Conversion Request will be processed only if the shares have been settled (clean stocks) . A share conversion will take one working day after the receipt of your requisition. Please submit the form before 11.00 a.m. If any requisition reaches Seamico after 11.00 a.m., it will be taken as being received on the next working day and will thus affect your conversion date. **

3. Share conversion fee: Seamico will convert such shares according to your instruction with a conversion fee Baht 50 per listed company.

   Share Conversion	Fee (per listed company)
   From the Local Board to Foreign Board	50 Baht
   From the Foreign Board to Local Board	50 Baht
   From the Local Board to NVDR	0.25 %

   *Remark: This applies only to NVDRs via the put-through process.

Stock Holding

Clients should be aware of the restrictions on foreign ownership of Thai companies. Foreign shareholding limits apply to every stock listed on the Stock Exchange of Thailand. Most listed companies limit foreign ownership to a maximum of 49%, except those in the banking and finance sector which generally permit only a 25% foreign holding.

To ensure you are entitled to receive financial benefits arising from investing in the Thai Stock Market, clients are advised to hold stocks registered according to their " Residential Status "-

• Thais may hold "Local" shares.
  
• Foreigners may hold either "Foreign" shares or Non-Voting Depository Receipts (NDVRs).

Foreigners who hold foreign shares will be eligible for dividends, rights issues & warrants and voting rights. In the case of holding NVDRs, foreign holders will be entitled to receive dividends, right issues and warrants only. Voting rights are not applicable to NVDR holders. Please click here for more information on NVDRs.

Please note that foreign shares of some stocks might not be available due to the lack of liquidity. Clients have the option to buy local shares and later inform the company to convert them to foreign shares. click here if you wish to convert the shares. Conversion can be processed only when there is room available on the foreign board.

Depending on liquidity, clients holding foreign shares have the option to sell on the local board after such shares are converted from the foreign to the local board.

A Share Conversion Request will be processed only if the shares have been settled (clean stocks). Share conversions will take one working day after the receipt of your requisition. The conversion fee is Bt 50 per application for each listed company.

For more information on share conversion, please contact at onlinebroking@seamico.co.th or on tel. (66) 0-2695-5082 to 7.

A. Rights Issue
After the book closing date, the TSD will directly submit the notification of subscription along with the subscription form to shareholders to the address given in your account opening form. Shareholders must complete all forms, attach a signed copy of your identification card or passport together with a cheque and return all documents to the issuing company within the date specified.

B. Dividend
There are many “ dividend-receiving ” methods you may apply for as follow:

1. To receive dividend through E-Dividend Service
At dividend payment date, Thai Securities Depository Center (TSD) will automatically deposit cash dividend to your bank account except for dividend earning from non-member of E-Dividend Service while a dividend payment letter and withholding tax certificate will be sent to your mailing address as given in your online application.

Remark: In case of dividend earning from listed company which is not member of E-Dividend Service, TSD will send dividend cheque to your mailing address as given in your online application.

Remark:  Clients who wish to apply for E-Dividend Service should hold bank account in Thailand.

How to Apply:

•  Click here to download & print the form. Please complete and sign your signature where required.

Required Documents :

•  A copy of your passport signed your signature as true copy.
•  A copy of the first page of your bank account (showing your bank account details) signed your signature as true copy.

•  Please return all documents as required to the address below:

Ms. Supaluk Jarungpornsawat
Seamico Online Center 20th Floor (E-Dividend Service)
Seamico Securities Plc.,
287 Liberty Square Building, Silom Road , Bangrak,
Bangkok 10500 Thailand

2. To receive dividend by cheque
By this method, TSD will send by mail a dividend cheque along with a dividend payment letter and withholding tax certificate to shareholders at the address given in account opening form. In general, the dividend cheque will be paid in Thai Baht. Consequently, oversea clients not holding bank account in Thailand may face some difficulty to cash such the dividend cheque.

3. To receive dividend through online trading account
Through this method, all dividend earning will deposit to your online trading account after the payment date. Hence, your buying limit will be updated according to the net dividend amount and will be immediately available for your next trading transactions. You may check dividend receiving transaction online at Cash Report function on our website while TSD will post a payment letter and a withholding tax to you on payment date.

How to Apply:

•  Click here to download & print the form. Please complete and sign your signature where required.

Required Documents:
•  A copy of your passport signed your signature as true copy.

•  Please return all documents as required to the address below:

Ms. Supaluk Jarungpornsawat
Seamico Online Center 20th Floor (E-Dividend Service)
Seamico Securities Plc.,
287 Liberty Square Building, Silom Road , Bangrak,
Bangkok 10500 Thailand

For more information, please contact Seamico Online Center at onlinebroking@seamico.co.th or call our hotline 66 2695 5559.

Clients who wish to accept a tender offer must send all required documents and the fee to Seamico Online Center by EXPRESS MAIL . In order to process this tender offer on your behalf, all required documents must arrive at Seamico before the deadline.

***Seamico will take no responsibility for any loss incurred if the required documents are not submitted before the deadline. ***

The required documents are:

•   A tender offer acceptance form (signed)
  
•   A share transfer form (signed)  Click Here
  
•   Power of Attorney (signed)
  
•   Transfer share fee Baht 50.
  
•   Duty Stamp fee Baht 30.
  
•   Two copies of a valid passport with a signature on each page.
  
•   A copy of your bank passbook (signed).

Remark: Foreign clients who wish to accept a tender must hold either shares with NVDRs attached on the local board, or shares on the foreign board. Thai clients must hold shares on the local board.